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Kappa Omicron Nu FORUM

Turning Points: Circumstances Leading to Leadership

Virginia Clark, Guest Editor

Dr. Clark is Dean, College of Human Development and Education, North Dakota State University.

Everybody is a story. When I was a child, people sat around kitchen tables and told their stories. We don’t do that so much anymore. Sitting around the table telling stories is not just a way of passing time. It is the way wisdom gets passed along. The stuff that helps us live a life worth remembering. Despite the awesome powers of technology, many of us still do not live very well. We may need to listen to each other’s stories once again.

Rachel Naomi Remen in Kitchen Table Wisdom

Higher education leaders, who have a background in Family and Consumer Sciences, were asked to describe the people and events that made a difference in their professional lives. These leaders were asked to describe their “turning points” informally, in a few brief paragraphs. The format chosen for each response varied from very formal (a past publication) to very informal (a quick list on e-mail). Regardless of the format, however, responses provided some very similar points.

Like Phyllis O. Bonanno, President of Columbia College, all respondents indicated that “. . . leadership was not about implementing any one theory or plan, it was about life and the way you choose to live it. To succeed as a leader it is important to understand first that you cannot separate your role as a leader in your place of business from your role as a neighbor, parent, church member, or any other place you interact outside the boundaries of your professional life” (Bonanno, 1997, pp. 5-6). In all cases, these leaders mention people who made an important difference in their leadership growth. It is interesting to note that situations and circumstances lead to leadership, not a “finely tuned” plan. In addition, all statements indicated that one of the key motivators to taking a leadership role was the desire to “make a difference.”

References:

Bonanno, P. O. (1997). Empowered leadership: A kitchen table conversation. A Leadership Journal: Women in Leadership—Sharing the Vision, 2(1), 5-9.

Remen, R. N. (1996). Kitchen table wisdom: Stories that heal. New York: Riverhead Books.

 


Building Future Leaders:
A Critical Issue for Family and Consumer Sciences

Virginia Clark

Dr. Clark is Dean, College of Human Development and Education, North Dakota State University.

That’s the risk you take if you change: that people you’ve been involved with won’t like the new you. But other people who do will come along.

                                                                      —Lisa Alther

Over the past few years, I have had the opportunity to hire, or have a significant role in hiring, several first-time higher education administrators. Among these have been department chairs, Cooperative Extension and Experiment Station Administrators, associate vice presidents, and deans. Each of these individuals has come to their position with an excitement and enthusiasm that was contagious. However, in a few months (maximum of a year) each has become frustrated, often to the point of questioning why they had ever taken an administrative role. I can understand exactly how they feel—I have been there, too!

In addition to the frustrations mentioned above, in most cases the people, who were colleagues prior to a move into administration/leadership, suddenly decide (as indicated in Alther’s quote) that they are dealing with a new person and they don’t like the change. Support groups and networks that have previously existed, sometimes for years, are no longer available! I have actually heard faculty indicate that an administrator is no longer loyal to their field of study if every decision that is made does not favor that field. For example, I know many deans (including myself) who have been accused of trying to eliminate Family and Consumer Sciences Education because that particular major had to be moved to (or combined with) others in a new department or school. In most cases, this change was made to provide some strength and “protection” for the education major because enrolment had shrunk and it had become very hard to justify the structures of the past.

Society as a whole seems to have a negative attitude toward people who take the challenge to become leaders. A quick review of the treatment of politicians, community leaders, church leaders, educational leaders, etc., will provide many instances of public/member/faculty and staff perceptions that are inconsistent with the leadership role that the leader has been asked to assume. It seems that many potential leaders have taken a hard look at this reality and decided it is not worth the “hassle.”

This issue—the challenges and “hassles” of leadership—appears in the popular literature, as well as in the professional. In Tom Clancy’s Executive Orders, Jack Ryan finds himself in a leadership role he has not even considered and is not sure he wants. At the beginning of the book he is reflecting on his new position as President of the United States and his previous experience and training:

I’m a historian, Ryan told himself. I’ve written books. I’ve judged the actions of others from a safe distance of both time and space. Why didn’t he see this? Why didn’t he do that? Now, too late, he knew better. He was here now, and from the inside it looked very different. From the outside you could see in, looking around first to catch all the information and analyze it as it passed by, stopping it when you had to, even making it go backward, the better to understand it all, taking your time to get things exactly right.

But from the inside it wasn’t that way at all. Here everything came directly at you like a series of onrushing trains, from all directions at once, moving by their own time schedules, leaving you little room to maneuver or reflect.” (Clancy, 1997, p. 28-29)

I can identify with Jack Ryan. I can remember looking in at many of the leaders I worked for, and with, and wondering exactly why they had made a decision I felt certain was wrong! Now that I am in a leadership role, I can look back and I see that there was no way I had all of the information that was necessary—my right solution was not based on the “big picture,” and I had time to analyze the situation (even after the fact), a luxury that was not possible for the person in the leadership role. By the way, although Jack Ryan questions himself many times throughout the story, in the end he does decide that his is the right person for this significant leadership role.

Leadership has become an intensely personal proposition; it is not uncommon today to see those who disagree with changes that are occurring take measures to attack and punish the person(s) “in charge.” Leaders must have their “act together” and feel good about themselves personally, or they will not have the stamina to maintain their leadership role. In addition, today’s leaders must not only take care of those who “follow,” but must also take care of themselves. Leadership in today’s world involves a willingness to “lay yourself,” in addition to your ideas, on the line.

Given these circumstances, the challenge for higher education, and specifically Family and Consumer Sciences in higher education, is to develop a contingent of future administrative leaders, as well as to build a system of continuing support in those leadership positions. This paper provides the rationale for that need, and suggests some possible strategies that are necessary.

The Need

As mentioned above, the climate is not often one that encourages new professionals to consider building an academic record and the experiences that are needed for administrative leadership. “A leader must endure a great deal of abuse. If the leaders were not like water, the leader would break.” (Heider, 1988, p. 155). Campuses can offer tough and lonely climates, and often “we” versus “they” attitudes. Beginning administrative roles, such as serving as a department chair, are often difficult to manage as a person can be caught in the faculty/administrative syndrome—still a faculty member but also an administrator. I remember two particular faculty members who had been masters of getting everything they could from both “worlds”—taking every administrative privilege offered while also serving in faculty leadership roles, such as chair of the faculty senate. When these people moved to full time faculty positions, they worked very hard to assure that people in similar administrative roles (to the ones they had held) could not also serve in faculty leadership roles. The climate they created (and still create to some degree) is a very hostile one for administrators, particularly new administrators who are still trying to be successful as both a faculty member and an administrator. This type of climate certainly does not create incentives to enter administration, nor does it provide support for those who are currently in those roles.

A quick review of Family and Consumer Sciences administrative positions across the country is telling. For example, during 1997, the dean at Iowa State retired and Kansas State’s dean announced her retirement; both the dean at Ohio State and at the University of Tennessee decided to return to the faculty. In 1998 and 1999 the administrative positions at University of Nebraska, University of Wisconsin, University of Minnesota, and University of Missouri were open. Several searches for chairs in various departments and deans were re-opened once and sometimes twice, because no suitable candidates were available. The jobs are there, but often the right people to fill them are not!

Astin and Leland (1991) concluded that building new leaders, as well as sustaining those in leadership roles, were both important. “Once again, they (the leaders who participated in the study) reminded us of the importance of role models and mentors and of the personal support one leadership generation can provide to enable its successors” (p. 160). The study also affirmed that a leader could not survive (at least for very long) in solitude. “On the contrary, the most experienced leaders in our sample . . . needed opportunities for colleagueship that promote the sharing of wisdom and insight, away from the heated battles of the activism they generated . . . . If we are to sustain leaders with their creative energies and vision, then we should be more deliberate about it . . . . We urge more creative and generous rethinking of the rewards, recognition, and replenishment we offer our leaders. We would like to see opportunities for individuals to plan for successive stages in their leadership development in ways that will satisfy their personal interests and goals while at the same time contributing to organizations and institutions.” (p. 161-163).

Providing the Encouragement

Vicki Carr is credited with saying, “When you’re young and someone tells you what you are and shows you how to be proud, you’ve got a head start.” Although the research is not abundant in this area, the studies that have been done do affirm that role models and mentors have made a significant difference in the lives of those who have been successful leaders. Cantor and Bernay (1992) found that consistent enabling messages from multiple sources were an important factor in decisions made related to leadership.

Lesmeister (1996) found that “role models were perceived as a key contributing factor to leadership development (her study focused on female leaders in higher education). Other factors that Lesmeister found to be important in leadership development included mentors, early family environment, participating in challenging experiences throughout life, and opportunities and experiences for learning leadership.

Mentors have been shown to be important for the leadership success of both men and women. Edson (1988) and Irwin (1995) indicated that mentors appeared to be twice as important to the success of women, whether in business or educational settings.

Mentors are leaders! According to Heider, “Good leadership consists of motivating people to their highest levels by offering them opportunities, not obligations. That is how things happen naturally. Life is an opportunity and not an obligation.” (1988, p. 135). I have been fortunate enough to receive this type of motivation and mentoring from several leaders throughout my life. I know for a fact that without these people I would not have even considered leadership roles; in one case this motivation helped me make the final decision to return to graduate school and earn my doctorate. At every opportunity I have had for a new position or taking a leadership role, I can remember someone (not always the same person) being there to assure me that I had the abilities, and should “go for it!” For me, and I believe for most everyone, it took more than just the belief that I could do it—it took the encouragement and affirmation of someone I respected and viewed as a role model. In fact, I don’t think I ever remember asking for information and advice and being told no. I have come to believe that most leaders are very willing to help provide information or just to listen, but are not always asked for help. It can be affirming to have a person seek you out because they value your ideas—everyone benefits.

I particularly like Heider’s concept of leader as facilitator. “What we call leadership consists mainly of knowing how to follow. The wise leader stays in the background and facilitates other people’s process. The greatest things the leader does go largely unnoticed” (1988, p. 131). My personal experiences have led me, like many others, to make the time to provide encouragement, support, and experiences for faculty, staff, and students as I work with them. In addition, I have come to believe that we must also identify ways to provide peer support and networks and to encourage and foster these in positive ways. For example, we have found it tremendously helpful to provide a forum for department chairs on our campus where they identify issues that are of concern, or that they want to explore, and then they are given the time and resources (speakers, etc.) to meet once a month to explore these issues. These are sessions that are attended only by the chairs (no deans, etc.), so they can focus on their issues and perspectives. The most recent session was structured for sharing their tools for measuring faculty performance and determining merit—I hear it was a lively session. Regardless of the productivity, the session provided a safe place with colleagues/peers to share ideas and to raise questions about an administrative responsibility that was common to all.

One of the most recent publications by Price Pritchett is titled, Fast Growth: A Career Acceleration Strategy (1997). As the title indicates, the text focuses on building your career “fast,” with an emphasis on using the present to build for the future and on focus. According to Pritchett, “The fuel for fast growth comes when energy is contained . . . compressed . . . channeled. It’s simply a matter of giving yourself more fully on a . . . narrow front. Power accumulates quickly when there are fewer ways for it to escape” (p. 14). Although I am not advocating fast growth, I use Pritchett’s quote to emphasize the importance of focus and the need for those who are, or have been, in leadership positions to provide information and support (based on experience and observation) as potential leaders select their focus.

Facilitating the growth (mentoring) of new/developing leaders could be compared to the Enlightened Leadership Model. In their model, Oakley and Krug (1993) identified five essential consistent actions. These included support for understanding a vision, providing positive discipline that brings out the best in people so they can achieve the vision, putting people first, modeling responsibility, and having high expectations. To put these actions into mentoring/facilitating terms: encourage potential leaders to have focus; provide encouragement and support; tell them what they are doing right; provide chances for experience that builds toward the focus; remember that you may be a role model; believe that it can happen in order to “make it so.”

In higher education we have often made the assumption that a good faculty member makes a good department chair, dean, provost, etc. Although it may be desirable for an administrator to understand the role of a faculty member and to have credibility as a teacher and researcher, these roles in no way prepare a person for the role of administrator/leader. “There is nothing in the career of most faculty members that explicitly prepares them for the tasks of assuming the chair. The work of Ann Lucus underscores the need for new department chairs to receive training in the skills necessary to fulfill the responsibilities . . . “ (Pew Higher Education Roundtable, 1996, p. 9). The article continues, “A very good chair can be said to possess both vertical ‘outside’ vision of the discipline and horizontal or ‘inside’ vision of the institution” (p. 9-10). Jean Richardson takes this idea a bit further, “In my work I have regularly recorded that when progress occurs, solutions are less frequently provided by a specialist and more often emanate from a generalist’s comment . . .” (1997, p. 91). She goes on to describe the interdisciplinary nature of issues that every organization must address and the need for organizational leaders to possess a broad, generalist point of view. John Gardner (1990) discusses specialization as a hindrance to leadership. “Leaders have always been generalists. Tomorrow’s leaders will, very likely, have begun life as trained specialists, but to mature as leaders they must sooner or later climb out of the trenches of specialization and rise above the boundaries that separate the various segments of society. Young potential leaders must be able to see how whole systems function, and how interactions with neighboring systems may be constructively managed” (pp. 159-160). Therefore, as new chairs are hired, it is important to provide time, support, and opportunities to learn as “fast as they can,” and to temper our expectations with the reality of the experiences they bring to the job.

In thinking back on my experiences as a new department chair, an acting dean, and a dean of a new college in a new location, I was lucky in almost every case to have supervisors and colleagues who had a great deal of patience and were willing to answer my questions and provide the support I needed. I was also lucky enough to have mentors when I was in graduate school who taught me to ask when I did not know and to seek out the best people to provide the answers—that became second nature to me, but only because someone else helped me realize that it was okay. I have learned, however, that not everyone feels comfortable asking for information and often sees that type of request as an imposition on someone who is already very busy. I have learned that it is my responsibility to make myself available and to create an environment where asking is okay.

. . . and the Support

In addition to building new leaders, providing support and motivation for those in leadership positions is also critical. Although there is much to read about how to take care of yourself, how to prevent “burnout” etc., there is not a great deal of research that talks about this aspect of leadership from a collective point of view. However, it is critical that we take this aspect of building leaders for Family and Consumer Sciences seriously. The climate of higher education is often difficult, and reorganizations, cuts, and mergers may threaten the existence of Family and Consumer Science units. Strong, creative, “new-age” leadership is needed to position these units for the future, in ways that we may not even have conceived but that build on our heritage and remain true to our mission. The key question, however, is how do we provide that support?

In The Fifth Discipline, Peter Senge (1990) talks about the learning organization as a place where people continually expand their capacity, where new ways of thinking are nurtured, where collective aspirations are set free, and where people are learning to work together. Maybe Senge’s ideas provide a base for support for current leaders. To paraphrase his ideas:

Covey (1989, p.   ) identified “synergize” as his sixth habit; “Find a better solution together. Creative cooperation recognizes the whole is greater than the sum of its parts,” and the process of getting to the whole can provide an opportunity for support, renewal, and affirmation.

In a speech to the Council of Administrators of Family and Consumer Sciences in 1997, Patrick McDonough stated, “The key factor in a university in a time of change is the ability of its leaders.” He also said, “Leadership is like being a trapeze artist without a net.”

In this time of change, the key factor for Family and Consumer Sciences in Higher Education is its leaders. Continuing to identify and provide training and support for new and potential leaders, as well as providing support systems for those in leadership roles are critical for viability into the next century—to accomplish these goals is to provide the net below the trapeze.

References

Alther, L. (1997). Believing in ourselves.

Astin, H.  S., & Leland, C. (1991). Women of influence, women of vision. San Francisco: Jossey-Bass.

Cantor, D. W., and Bernay, T. (1992). Women in power: The secrets of leadership. New York: Houghton.

Carr, V. (1997).  In L. Alther, Believing in ourselves

Clancy, T. (1997). Executive orders. New York: Berkley.

Covey, S. R. (1989). The seven habits of highly effective people. New York: Simon & Schuster.

Edson, S. K. (1998). Pushing the limits: The female administrative aspirant. Albany, NY: State University of New York Press.

Gardner, J. (1990). On leadership. New York: Free Press.

Heider, J. (1988). The tao of leadership: Leadership strategies for a new age. New York: Bantam Books.

Irwin, R. L. (1995). A circle of empowerment: Women, education and leadership. Albany, NY: State University of New York.

 Lesmeister, M. (1996). Key contributors to leadership development and personal power throughout the life course: Perspectives of female administrators (unpublished doctoral dissertation). University of Wisconsin-Madison.

McDonough, P. (1997). Speech to Annual Meeting of Council of Administrators of Family and Consumer Sciences, San Francisco.

Oakley, G. L., and Krug, D. E. (1991). Enlightened leadership. New York: Simon & Schuster.

Pew Higher Education Roundtable (1996). Double agent. Policy Perspectives, 6(3), 1-11.

Pritchett, P. (1997). Fast growth: A career acceleration strategy. Dallas, TX: Pritchett & Associates.

Richardson, J. (1997). Strategic leadership: From fragmented thinking to interdisciplinary perspectives. A Leadership Journal: Women in Leadership - Sharing the Vision, 1(2), 91-100.

Senge, P. M. (1990). The fifth discipline: The art of practice of the learning organization. New York: Doubleday.


Prerequisite For 21st Century Leadership: Knowledge Of Self

Frances E. Andrews

Dr. Andrews is Professor and Chair, Department of Family and Consumer Sciences, University of Montevallo. Adapted from a presentation at the Kappa Omicron Nu Conclave, Chicago, Illinois, August 1995.

The multipolar world of the 21st century requires us and other leaders to embrace diversity and recognize, appreciate, and value differences as strengths. This kind of relationship with others does not come without effort on our part! The prerequisite strategy for the development of leadership in this multicultural society is knowledge of and understanding of ourselves as persons and as leaders.

Self-knowledge is the foundation of any contribution we can hope to make to other people, and it is an essential component of our personal and professional integrity. We must become conscious of the energy patterns rooted in our own history and in our own culture. We must identify our own attitudes, beliefs, values, motives, actions, skills, talents, shortcomings, and abilities. Only then can we understand how our own prejudices and past experiences (a) influence our perceptions of reality, (b) lead us into stereotypical thinking and behaviors, (c) and prevent us from learning about and forming friendships with individuals who are different, from broadening our perspectives, and from exhibiting creativity in our personal and professional lives.

Awareness of self or self-discovery evolves over time. It is fluid, dynamic, and everchanging. For most of us, this process continues throughout our lives and is furthered by numerous interactions and relationships with others. In Valuing Diversity (1995), Griggs notes: “The degree to which we are able to form relationships with others is a measure of our own personal growth. We can become our fullest selves only through relationships and through reflecting on our responses to the relationships we form” (p. 215).

Culture is our way of knowing and doing. Our culture of origin greatly impacts the lens through which we see the world. Each of us grew up with a set of cultural messages we acquired from our families, our environments, our peers, and other sources. Throughout this process, most of us did not consider questioning the validity of the information we were absorbing and making our own. In Diversity Issues in the Workplace (1995), Kendall states: “We simply took on the attitudes, prejudices, and stereotypes about men and women, about people who are culturally and racially different from ourselves, about age, about work, and about what is and what is not considered normal” (p. 83). Many of us do not recognize that our culturally defined ways of doing things are so deeply embedded that we cannot imagine anyone thinking about doing anything any other way!

Myers and Spite, in Optimal Theory in the Psychology of Human Diversity (1994), conclude that “ . . . exploring the roles of culture, identity, and oppression in human diversity can help us grow toward wholeness, individually and collectively. In this growth, we will place less emphasis on the superficial diversity markers and focus more on the substantive aspects of humanity, having to do with who we are in terms of our character, ethics, values, and morals rather than on the way we appear superficially” (p. 112).

In each of our cultures, beliefs are necessary to make our lives understandable. It is through these beliefs that we come to know the nature of our society and the meaning of the things that occur within it. Obviously, beliefs affect our relationships, fuel our thinking, and direct our behavior and our emotions. Often, beliefs that we hold are the result of our own cultural conditioning and determine whether we will seek rapport with individuals who are different from ourselves. Whether we wish to acknowledge it or not, most of us are trapped by our own belief systems, our own unexamined values, our past experiences, and the emotions of fear, anger, and mistrust that have been frozen over our lifetimes.

Unless we have a clear and accurate picture of our style of interaction, our values about communicating, our cultural biases about openness, honesty, conflict, language, and about how our biases affect interactions, we will not be able to forge a meaningful relationship with others.

An effective relationship, regardless of the culture of the individuals, has several characteristics. These were identified by Charles Truax and Robert Carkhuff (Louw, 1995, p. 172). An effective relationship is one in which the individuals:

1.   Are reasonably well integrated, non defensive, and authentic in their relationship encounters;

2.   Provide a nonthreatening, safe, trusting, and secure atmosphere by reason of their mutual and unconditional regard for each other;

3.   Are able to understand each other and their relationship on a moment-to-moment basis.

In the discussion of the Ubuntu philosophy in Applying African Philosophy to Diversity Training (1995), Lente-Louise Louw indicated that “ . . . the baggage we bring from the past, combined with the unrealistic expectations we have for the future, are very effective in keeping us from being a fully participating member of society. We allow our preconceptions, our past associations, and our judgments to distort most of our present interactions” (p. 166). The sad thing is that many of us do not even realize what is occurring!

Knowing as much as we can about our own ethnocentrisms helps us recognize how our ignorance of and discomfort with differences literally prevents us from seeing others as “fully human.” Intrapersonal and interpersonal factors and sociocultural history influence the development of personal prejudice and discrimination. Our attitudes and behaviors toward people are in part determined by the historical legacy of our interactions with people who are different.

Understanding the influence of past experiences and cultural orientation on how different racial groups view the world helps us understand the development of our own racial identity. From this understanding, we strive toward respect for the racial identity processes of others. As you study the sample model of racial identity development (Table 1), you will recognize that each of us may be in several stages of racial identity development at the same time.


 


Table 1. Racial Identity Development Stages for Minority and Majority Americans

Stage

Minority

Majority

1.

Preencounter

Contact

 

At some point, minority members learn that they are of a certain ethnic group. They then idealize the dominant group and identify with majority attitudes and practices as they understand them.

In this stage, majority members become aware of the existence of minorities. There is a sense of curiosity and naiveté in early awareness, and no awareness within the majority person of him or herself as a racial being.

2.

Encounter

Disintegration

 

Often, minority members enter this stage because of a negative experience with the majority or because of a particularly positive experience with fellow minority members. The dominant feeling is a strong acceptance of self as a member of a particular minority.

In this stage, majority members become aware of themselves as racial beings and of the existence of racism. Negative attributes of the dominant culture pose a dilemma for majority members: one could attempt to protect minority people from racism by adopting a parental attitude, or take on attributes of the minority cultures and ignore one’s own culture, or one could retreat farther from the dominant culture, ignoring the existence of racism.

3.

Immersion/Emersion

Reintegration

 

In this stage, minority members devalue the dominant culture. There is a sharp awareness of racism and racist attitudes and a belief that the majority culture is inferior.

In this stage, the majority member develops an animosity toward minorities, tends to deny any similarities between races and insulates him/herself from interactions with minority group members.

4.

Internalization

Pseudo-Independence and Autonomy

 

In this stage, minority persons emerge from wholehearted focus on identity as members of their own ethnic group, and adopt a broader view that includes wholehearted acceptance of self as minority member as well as an acknowledgment of the dominant culture. In this stage, minority members are also sensitive to oppression against others not of their ethnic group. Experiences with oppression are not forgotten but are no longer the focal point of self-awareness.

In these stages, a majority member develops a passive, intellectual view of racial differences. The naiveté of the Contact stage is gone, but curiosity about differences remains. In the Autonomy stage, the person becomes both intellectually aware of and accepting of racial similarities and differences. The majority group member seeks opportunities and interactions that reflect differences because they add richness to his/her perspective.

Adapted from Helms, J. E. (1984). Toward a theoretical explanation of the effects of race on counseling: A black and white model. The Counseling Psychologist, 12(4), 153-164.

Critical to our self-knowledge is an understanding of the roles relationships play in the process. As noted earlier, relationships are fluid and ever-changing energy patterns. They do not form overnight! Rather, they form over time and reform constantly. With every relationship we form, there is an opportunity for each of us to invest positively or negatively.

Various cultures build relationships differently. Individuals who grow up in the same environment more easily develop relationships than those who grow up in different environments. In part, this is due to the fact that those who share the same environment share certain cues, customs, behaviors, communication styles, and ways of understanding that environment. Thus, they have something in common.

Our personal history, childhood experiences, family and ethical backgrounds, and work experiences are but a few of the contexts that impact the type and quality of relationships we build with other people. Understanding and respecting the diversity of peoples’ personal gifts in finding areas where there is commonality of perceptions, beliefs, attitudes, values, and expectations are the early steps in forming relationships with people who are different. The bases for enhancing these relationships (regardless of the culture from which we come or in which we live) are trust, respect, and shared goals.

Learning to value diversity, to become conscious of our ways of relating to each other and their ways of relating to us, does not come easily to most of us nor is it something that can be imposed from the outside. In Valuing Relationship (1995), Lewis Brown Griggs sums the value of knowing ourselves as follows: “Knowing myself is what allows me to know, understand, and value the diversity of others so that I can build trust with them. With more trust comes the ability to communicate more clearly, to problem solve and network more effectively, and to realize the value of synergistic relationships and productive interdependency. Investing in my relationships with self and thus enhancing my relationships with others is therefore an important insurance policy against lost opportunities” (p. 210).

References

Griggs, L. B. (1995). Valuing Diversity: Where from . . . Where to? In L. B. Griggs & L-L. Louw (Eds.), Valuing diversity: New tools for a new reality. New York: McGraw Hill.

Griggs, L. B. (1995). Valuing relationship: The heart of valuing diversity. In L. B. Griggs & L-L. Louw (Eds.), Valuing diversity: New tools for a new reality. New York: McGraw Hill.

Helms, J. E. (1984). Toward a theoretical explanation of the effects of race on counseling: A black and white model. The Counseling Psychologist, 12(4), 153-164.

Kendall, F. E. (1995). Diversity issues in the workplace. In L. B. Griggs & L-L. Louw (Eds.), Valuing diversity: New tools for a new reality. New York: McGraw Hill.

Louw, L-L. (1995). Ubuntu: Applying African philosophy to diversity training. In L. B. Griggs & L-L. Louw (Eds.), Valuing diversity: New tools for a new reality. New York: McGraw Hill.

Myers, L. J., & Spite, S. L. (1994). Optimal theory in the psychology of human diversity. In E. J. Trickett, R. J. Watts, & D. Birman (Eds.), Human diversity: Perspectives on people in context. San Francisco: Jossey-Bass.

 


My Higher Education Career Ladder

Kay Clayton

Dr. Clayton is Vice President, Division of Student Affairs and Special Services, Texas A & M University—Kingsville.

Throughout my career, I have had many wonderful opportunities to learn and grow professionally. As I reflect on my career, there are several major turning points. I was fortunate to have the chance to earn my Ph.D. at a relatively young age. During my doctoral studies, I acquired skills in grant writing; and those skills have served me very well, although at the time, I did not fully appreciate how valuable those skills would be to my career.

After finishing my Ph.D., I intended to go into public administration. But a different opportunity presented itself, and I was offered a faculty position at a large research institution—the University of Texas at Austin. There I had a wonderful mentor, Dr. Wilma P. Griffin, who “socialized” me into higher education. The demands of UT-Austin enabled me to acquire a strong record of teaching, research, and service. This experience prepared me for my next position—that of associate professor and department chair of Family Life Studies and Home Economics at the University of Southern Mississippi. I was promoted to full professor in my last year at USM.

On returning to Texas, I took another chair position—this time in a comprehensive department but at a smaller institution in the Texas A & M University System. At the beginning of my third year at A & M - Kingsville, I was appointed by the university president to be the Faculty Athletic Representative to the NCAA and the Lone Star Conference. What a learning experience that was!

In 1993, I was selected to be an intern in the Office of the Provost/Vice President of Academic Affairs, with the title of Assistant Vice President of Academic Affairs. After two years in this position, the president asked me to serve as Interim Vice President for Student Affairs. I was stunned by this request because never in my wildest dreams had I aspired to a position in student services! After much deliberation with the provost and my husband, I decided to take the position. After all, it was only until the university could hire a new vice president; and it would be a great learning experience! The president suggested that I might want to apply for the position. My first response was “I don’t think so.” But then I decided to take a “wait and see” attitude.

Two months into this new position, I decided that I really liked the challenges of student affairs; and I felt that I was making a significant contribution to student life on our campus—plus I was learning another aspect of higher education! Eight months later, I applied and was selected by the search committee as a finalist—and ultimately I was offered the position. Apparently I have been effective; the TAMUK faculty and staff recognized me with the 1997 Leadership Award through a program sponsored by the Faculty Senate.

Looking back, I realize how fortunate I have been. I have had some excellent mentors, and I have learned so much from each of them. By learning from setbacks, focusing on continuous professional development, and taking advantage of opportunities as they came along, I have gained a broad perspective of higher education. My actions and decisions are undergirded by the philosophy of our profession, and every day I use the management skills I learned in home economics/family and consumer sciences. These skills are indeed transferable, and they have enabled me to move up the “career ladder.”


 

Turning Points in My Professional Life

Beverly J. Crabtree

Dr Crabtree is Professor Emerita, College of Family and Consumer Sciences, Iowa State University, Ames.  

Before addressing turning points in my professional life, recognition must be directed to the support I have received at every stage of my development. I have to give credit to family members, memorable life experiences, mentors, and role models in the profession and to the delightful stimulation and learning obtained from the students and colleagues with whom I have had the privilege to know and work throughout the years.

I honestly cannot say any one thing happened along the way that helped me decide to become a leader. There is not a point in my life when I consciously made such a decision. My mother and father assumed leadership responsibilities in our community and country, and assuming leadership was an expectation that I had for myself and my family and others had of me. Leadership responsibilities were assumed in 4-H, high school, and university organizations. After graduation from college, leadership responsibilities have continued to be assumed in the communities in which my family and I have lived and in professional organizations as a practicing professional in Family and Consumer Sciences, first as a high school teacher, then as a faculty member and administrator in higher education.

During my professional career, I have been privileged to have numerous male and female mentors and role models both in our profession and in higher education administration in general. Space does not permit discussing each of these, so only the very special mentors and role models are identified in the following comments.

The gentle suggestion by Alta Mater Adams, my University of Missouri-Columbia (UM-C) undergraduate advisor and head of Home Economics Education, to consider graduate school was the first impact on the direction of my professional career. I had not previously considered graduate study.

While teaching high school home economics, Dr. Pauline (Garrett) Gunn, then head of Home Economics Education at UM-C and my advisor for the master’s program, provided an opportunity for me to serve as a supervisor of student teachers. This responsibility early in my career enabled me to later pursue responsibilities as a teacher educator in higher education. Assuming a position as a teacher educator would have been impossible in most universities without the experiences as a supervising teacher. Dr. Garrett was the most visionary, stimulating, courageous, and challenging teacher/mentor I have ever known; she modeled for me the willingness to consider new options and to take chances. She “stretched me to the limit” while serving as her graduate assistant during my master’s program. Five years later, Dr. Garrett made the decision to move to Colorado and encouraged me to consider the position of Head of Home Economics Education at UM-C. By that time I had completed the Ph.D. at Iowa State University and served three years as a member of the home economics education faculty at Michigan State University.

For seven years, I had the wonderful opportunity to be a professional colleague of Dr. Margaret Mangel, Dean of the College of Home Economics at UM-C. Dr. Mangel’s vision, courage, scholarship, humaneness, and her quiet and substantive leadership provided tremendous learning experiences for me as a beginning administrator. My UM-C tenure included six years as Head of Home Economics Education and two years as Associate Dean for Home Economics Extension. There were many times when Dr. Mangel would say, “I am in the process of making a decision . . . . Would you be interested in what I am thinking at this time? I would appreciate your perspective.” I would immediately stop what I was doing and go to her office. What fantastic learning experiences these were, and what an excellent mentor she was. Over the years, I continued to use that same strategy to obtain perspectives from my administrative colleagues, and a wealth of insight was shared.

Dr. Mangel nominated me for the position of Dean of the College of Home Economics at Oklahoma State University (OSU), a position assumed for twelve years. During that time, much appreciated support from my family, OSU administrators, professional colleagues, support staff, and students enabled me to assume various leadership responsibilities in the American Home Economics Association (AHEA), serve as President of AHEA during 1977-78, serve on a variety of U. S. Department of Agriculture committees/councils, and assume a variety of leadership roles at the University, in my local community, and at the state level.

New challenges and opportunities led me to accept the position of Dean of the College of Family and Consumer Sciences at Iowa State University (ISU), a position assumed for ten years (1987-97). During that time period, again with the support of my family, professional colleagues, support staff, and students in the College, many leadership responsibilities were assumed in the University and community, at the state level, and in AHEA (and later the American Association of Family and Consumer Sciences). Being the “Senior Dean” (the one with the longest tenure as Dean at ISU) for the last six years of my tenure involved a variety of unique responsibilities and leadership opportunities.

Throughout the thirty years in administrative roles, I was most fortunate to have fantastic administrative colleagues and support staff. In my absence, the understanding was that those on location with all the facts could make the best decisions. Thus, when absent from campus, calls were not made to me to make decisions that had to be made prior to my return, for my colleagues knew they had the authority to make decisions. In those thirty years, my colleagues never made a wrong decision! My basic premise for leadership is that when administrators and support staff have a “portfolio of delegated responsibilities,” then they should have a “portfolio of authority” to assume those responsibilities and to make decisions.

Lao-tzu, poet and philosopher, eloquently stated my perspective about leadership more than two thousand years ago (parentheses added):

Fail to honor people and they will fail to honor you; but of a good leader who takes little, when his (her) work is done, his (her) aim fulfilled, they will say, “We did this ourselves.”

My sincere hope is that, during my career, I have served as a mentor and role model and have “sparked” the interest of and challenged students, faculty, support staff, alumni, and administrators with whom I have worked for they have certainly done that for me. Now in retirement, I plan to continue to be involved in the profession and, working with others, actively involved with specific community programs that focus on strengthening communities and enhancing the well-being of children and families—a focus central to the family and consumer sciences profession. There is much to be done.


Personal Turning Points

Karen Craig

Dr. Craig is Dean, College of Human Resources and Family Sciences, University of Nebraska-Lincoln

Recognizing that I had the capacity to be a leader. Until I was a graduate student at Purdue I didn’t know that I had special thinking and creativity skills. So the first point for me was learning that I had the capacity to lead. Two faculty members identified me as someone who might make a difference. “Making a difference” has driven my motivation for leadership roles ever since.

Circumstances. Four years into my first faculty position, the department chair resigned, and I was asked to serve as interim chair. I realized I liked the role and applied for the position. At that time I was a newly tenured Associate Professor. Two years later I was accepted as an American Council on Education (ACE) Fellow. After my year in the program I was hired to work in the Provost’s Office. I was good at the work but did not enjoy it. So I decided to go back to a faculty role and develop my credentials for the dean’s role. During this time I found that I liked to provide leadership for a program, but I didn’t really like being the point person.

Making a difference. I struggle with internal conflict constantly in leadership roles. Although I believe I have skills for dealing with problems, I don’t like the “trappings” of designated leader roles. I care a great deal about what happens to programs and people. I even like the planning and detail work of the dean’s role. I do not like the up-front activities and the networking that are believed to be essential to leadership roles.

Husband and children. Finally, but really first, my husband has made it possible for me to be involved in leadership efforts. He is supportive of what I do. It has probably caused his world to be less satisfactory because I don’t do lots of the social things he might want to do. Nonetheless, he encourages me to do what is necessary. The children gave their support as well. I know that I was not the nurturing mother they might have wanted, but they seldom complained.

I believe a successful leader must seek to make a difference and be able to get things done. Although my preference was for the behind-the-scenes work, the public facets of the role have to be accomplished for each program. In my case, this role was delegated. I believe it is possible, especially in the leadership styles for the new millennium, to be successful if leaders are true to their own internal styles and choose colleagues that can complement their qualities.

 


  

Turning Points in Becoming a Leader

Francille M. Firebaugh

Dr. Firebaugh is Professor Emerita, College of Human Ecology, and Director of Special Projects, Office of the Vice Provost, Diversity and Faculty Development, Cornell University.  

The early development of my leadership was enhanced by association with strong leaders such as Dorothy Scott, Director of the School of Home Economics at Ohio State University (OSU), Eva D. Wilson who was the head of research in the School, and Ruth Deacon who chaired the Division of Management, Housing and Equipment.

A specific turning point came when Lois A. Lund left Ohio State to become Dean of Human Ecology at Michigan State University. Dr. Lund had “stiffened the resolve” of the faculty in home economics to work toward becoming a college separate from agriculture. I was on leave in Washington at the U. S. Department of Agriculture in the Cooperative State Research Service during the search for her successor. The experience of being away from the university for a long time was influential in helping me see a broader picture of home economics, the social science aspects of agriculture, and the complexities of the federal government. I returned to become the Director of the School of Home Economics at OSU, and I take pride in the progression to college status. We formed departments in the School and in the year I served as Acting Vice President for Agriculture, I supported the actions set in place by Lena Bailey to separate from the College of Agriculture and Home Economics.

Several turning points in my professional career were associated with foreign experiences. Relatively early in my career I visited universities in a number of countries which had home economics as a field of study, with a specific emphasis in India on Ohio State related programs. I returned to India for three months to do research and consult on their program. My appreciation for the cultures in India grew.

Another turning point was a 14-month leave when my husband had an assignment in Afghanistan. I took along materials to revise Family Resource Management with Ruth Deacon. During the time we were there the Russians were gradually taking over the government and we were evacuated before the invasion. I gained in inner strength and in my ability to concentrate my energies when I could not affect a situation. My interest was heightened in the areas of roles of women, social and economic change, the impact of religion, education, and cultural differences.

When I returned, opportunities arose for me to consult three separate years in Egypt, to serve as an external examiner in Malaysia, and to serve on national committees related to international development. The combination of experiences eventually led to becoming Vice Provost of International Affairs at Ohio State.

Another turning point came through the support and encouragement of President Edward H. Hennings and Provost Ann Reynolds who asked me to be Acting Vice President of Agriculture and to chair the search committee for the position. Becoming involved in central administration gave me insights and experience and at the completion of the year in agriculture, I joined the staff in the Provost’s office.

Successful participation in fund raising taught me to be a leader in fund raising. While serving as Director of the School of Home Economics at OSU, Beatrice Cleveland came to say that she thought we should raise a million dollars for the School. I was the reluctant one, but through her leadership and perseverance, the School was successful. I learned a lot along the way. Little did I know that I would be Dean of the College of Human Ecology at Cornell and that one of my early assignments would be participation in the $1.25 billion university capital campaign to raise $17 million for Human Ecology. I am pleased that we raised $34 million in the five-year period.

A turning point occurred when I accepted the deanship at Cornell and my husband took early retirement to support the decision. The position had considerable external relations responsibilities and through observation of others (particularly Frank H. T. Rhodes, President of Cornell) who were brilliant and some very good speakers, I grew in my ability to make presentations and to be involved in the lobbying function in Albany (to a much lesser extent in Washington).

Opportunities to make changes in the structure and academic programs came during the decade of my deanship at Cornell. I believe that the formation of the Department of Policy Analysis and Management will be seen as an important turning point in the history of the College.

It seems obvious to me that circumstances often have a great deal to do with direction of a professional career. Learning, skill development, and experience are gained at every step. In addition, mentors and role models are essential, and I was indeed blessed in these domains. It takes courage, a certain amount of risk-taking, and accurate assessment of one’s own abilities to take advantage of the opportunities that are presented.


Some Notes on Leadership

Keith N. McFarland

Dr. McFarland is Dean and Professor Emeritus, College of Human Ecology, University of Minnesota.

I’m not sure that one “decides” to be a leader. Leadership takes many forms and is frequently situation specific. Individuals who are identified with leadership roles are those who have a commitment to the subject or the task at hand, the habit of being responsible, applicable resources developed in or drawn from previous experiences, and some feel for human relationships and the ways in which groups and individuals work toward defined objectives.

My work in the field was administrative. I was an agriculture graduate anticipating employment with the George A. Hormel Company. But WWII intervened. Following the cessation of hostilities in Europe in 1945 I was a short-term student at the University of Edinburgh where I enjoyed a course in the History and Philosophy of Education taught by an engaging educational psychologist. Because of the excitement generated by this experience I was motivated to accept a University of Minnesota offer to serve in the College Office, College of Agriculture, Forestry, and Home Economics, and to undertake a graduate program in Educational Psychology. After a rigorous apprenticeship I spent 10 years as Director of Resident Instruction, learning at first hand the intricacies of faculty administration and relationships and of student progress. Developing and administering a student placement program was a key influence in my later philosophic position that students in home economics would be better served in job seeking and placement if identified by specialization, rather than the more general term, “home economics.”

During this period I worked on common problems with other Deans and Directors of Resident Instruction, serving at one time as Chair of the Resident Instruction Section, Division of Agriculture, National Association of State Universities and Land-Grant Colleges. The requirements of this latter activity paralleled those encountered at a later date as Chair of the Association of Administrators of Home Economics and board member of the National Council of Administrators of Home Economics.

In the 1960s I was a member of the University’s lobbying team to the Minnesota State Legislature. The insights gained were most helpful at later date as I served as Vice President for Public Affairs for the American Home Economics Association. They applied even more directly when, as Acting Dean, later Dean, of the newly autonomous College of Home Economics we sought legislative funding for much needed construction and renovation. The contacts established at earlier times were most helpful as faculty, alumni, and students worked to secure approval of funding for what resulted in a splendid physical plant for the college.

Field experience in World War II and subsequent extended service as training officer of a sizeable reserve unit led me to, or forced me to, become somewhat adept at building cooperative effort within a unit and in securing positive contributions from unit personnel. This was quite analogous, indeed, to the work of a dean with his/her faculty.

I thoroughly enjoyed my 17 years with the College of Home Economics and had a hearty respect for its programs. In addition, I was married to a most effective home economist who was during this period President of the Minnesota and later the American Home Economics Association. And so at the office with faculty, students, and alumni, and in my home, the worth of the field was constantly reinforced. Previous administrative contacts were helpful in expanding the outreach of the College, in securing increased research support, in encouraging program re-examination, and in strengthened business/industry cooperation in curricular planning, in establishing internships, and in other forms of support.

Does the above tell anything about the development of “a leader”? My experience was touched by circumstance. Each phase rested upon and/or grew out of preceding phases. Perhaps the most crucial element in whatever success I had was in a fortunate ability to work harmoniously with others. This faculty quite probably was rooted in a childhood home wherein mutual respect for its members was the norm and where sensitivity to the needs of others, and the considerations implied, were paramount.

 


 

And a Child Shall Lead You

Richard M. Lerner

Dr. Lerner is Professor of Child Development, Tufts University.

Justin came into my study. I was glad that he did. I was just removing the cellophane from the “warehouse” copy of my seventeenth book, the copy the publisher sends to the author as soon as a new book reaches the distribution center.

“Hey, son, come here. I want to show you something.” His seven year-old eyes widened and he rushed over to my desk. I suppose he thought it might be a new office gadget—a “toy” he could play with.

“What do you have, Daddy?”

“See,” I said, proudly holding up the volume before him, my face beaming with a broad grin of self-congratulatory accomplishment, “it’s my new book!”

“Oh.” He breathed a deep sigh punctuated by a shrug of his shoulders and a grimace of disappointment.

I was crushed that he took no joy in my accomplishment. A moment of resounding silence filled the room. He looked at my face, which was clearly saddened by his reaction. He seemed to grasp the meaning of my changed expression.

Then, more as an explanation of his response than as a question, he asked, “Why do you write those things, anyway? Do they ever help anybody?”

His questions led to an epiphany. In the moment that his words pierced the silence, an image, a glimpse of a possible future, burst before me.

I saw a young man—my son years in the future—kneeling with a woman I imagined was his wife, in a dark attic, a tiny space illuminated by a single hanging light bulb. He had just opened a carton. He was, with his wife peering over his shoulder, staring at its contents.

“Wait, I know what these are,” he said, reaching inside the box. He pulled out a book covered in dust, and blew in its side and cover. “These are copies of the books my dad used to write.” He paused, then breathed the same sort of sigh I had heard in my study. Then, aloud, but more to himself than to her, he said, “I remember all the time he spent doing these . . . squirreled away on weekends and almost every night. I never got to spend as much time with him when I was growing up as I would have liked . . . .” His voice halted and choked a bit. “He chose to do these instead.”

I saw that this was what my work would come to, what it would mean to my son: Missed opportunities to have spent time with his dad for the sake of books that would gather dust in an unknown carton in a dark attic. And all for what? My son would believe that I had helped no one, that all my time had been wasted. The result of all that I gave up to produce these books was dust and sad memories of missed opportunities.

I guess that as a result of this vision I could have had a Scrooge-like conversion, repudiated of my “workaholic” ethic and adopted a life focused solely on spending time with my son, his younger sister, and infant brother. But that is not the resolution I made at that moment.

I decided that, in some way, I would make my work of value to my son, to his siblings, to my family. I resolved to find a way, although exactly how would not become clear to me for several months, to recast my work so that my son could say that his dad mattered, that he had done more than produce the useless and pointless knowledge that Bob Dylan described in Ballad of a Thin Man, that because of his work, life had become better.

But better for whom? I was a scholar of child and adolescent development, an expert in the study of youth and families. Clearly, it seemed, I should contribute not only to better knowledge about youth development but, as well, to using that knowledge to make development better for young people.

“Okay, then,” I thought. “This is what I’ll do.” This goal seemed certain. But how I would reach it did not.

The path this question took me on over the next two years was one that first involved coming to appreciate the implications of my own scholarship for application. I had been developing a theory that stressed that human development occurs through the bi-directional relationships individuals have with their physical and social world. One could test this theory by introducing changes into the contexts within which young people interacted; one could then evaluate whether these changes resulted in predicted developmental outcomes. I began to realize, then, that in the real ecology of human development these changes in person-context relations could be represented by programs or policies. These interventions into the course of life could be aimed at altering individual-context relations, at improving the quality and outcomes of individuals’ development. By using my ideas to design and assess the effectiveness of programs and policies, I could—at the same time—learn something about the adequacy of these interventions and the theory of development from which such community-based actions derived. Simply, if I was to use my scholarship to do more than generate dust-producing volumes of theory and research, I had to work to have my ideas inform the program and policy development, implementation, and evaluation process. I had to become an applied developmental scientist.

But this recognition led to a second realization. I could not do this work alone. To apply my ideas in real-world settings—in the communities where youth and families actually lived (as compared to an artificial “laboratory” setting)—I had to engage the cooperation of colleagues from a myriad of disciplines and professions. Their expertise in research and intervention was vital for understanding the system of interrelated issues faced by, and the numerous assets and capacities of, the people and communities with which I would have to work. And I had to engage members of the community as well—they were the experts about life in their families and neighborhoods. I had to embark on a co-learning collaboration with them if I was to help couple their ecology into high quality research and successful programs. In fact, if my scholarship was going to enhance the life chances of youth, if it was to make an effective and sustained difference in individuals’ lives, then both my research and the applications associated with it had to be valued and meaningful to the community. It had to be co-owned with them.

The task that I now had before me was finally clear. I had to induce in others—in academic colleagues and community partners—the enthusiasm I had for my vision of applied developmental science. I had to organize a “platform,” or an institutional context—for instance, a university center or institute devoted to linking outreach and scholarship in the service of youth and families—to coalesce others around my vision, to communicate and advance the idea of applying developmental science to promote positive outcomes to the lives of people of our communities. It was a short step, then, from this insight into making a commitment to pursue career opportunities involving developing and sustaining university units devoted to outreach scholarship.

This account may be nothing more than an academic odyssey motivated by a perhaps offhand or over interpreted remark by a very young boy to his father. However, if this history is an account of the genesis of leadership, then it is one that was born from the love of a father for his son, and of that father’s resulting hope that his son would remember him as having lived a life that mattered—to his own family and the families of countless others. To matter to my son I set out on a path committed to helping others matter to the children and families across our nation and world.


 

Turning Points

Carol B. Meeks

Dr. Meeks is Dean, College of Family and Consumer Sciences, Iowa State University, Ames.

I think most of the inspiration for me to become a leader came from people who touched my life. I will highlight a few of these below. I have selected one or two individuals from each institution in which I have been employed.

Carolyn Ater, a fellow graduate student, inspired me in graduate school at The Ohio State University to complete a Ph.D.

Marjorie Merchant at the University of Massachusetts proved to be a role model of professionalism. Marjorie was always on the forefront of consumer issues. She integrated the real world and the academic world.

Dr. Gwen Bymers at Cornell University helped me see beyond work activities to the importance of politics and networks in getting one’s job accomplished. Dr. Jennifer Gerner, also at Cornell, proved to be the sounding board for many ideas and thoughts related to research, outreach, and university issues.

Dr. Thomas Hady at the U. S. Department of Agriculture taught me to seek solutions outside the box. I learned that most rules could be overcome if one was creative enough.

Dr. Roger Swagler and Dr. Sharon Nickols at the University of Georgia helped me become more interested in administration and provided insights into approaches to use in addressing issues.

In sum, the contacts throughout life can all make a contribution to the person we become if we learn from and value those inputs. Each of these people helped me reach beyond what I thought I could do. They also taught me to expand my views of my job and my life.

 


Leadership: An Endless Journey

Julia R. Miller

Dr. Miller is Dean, College of Human Ecology, Michigan State University.

Leadership in higher education has been an endless journey for me, a journey that has included myriad developmental stages and contexts from childhood to adulthood. Along this highway, there have been road signs and compasses that were fundamental in mapping, directing, and pointing out the way in an evolutionary process. As I continue on this path, it has been important for me to reflect on Abraham Maslow’s differentiation of those individuals who are “actualized” from those who are “actualizing.” The latter, active participants in their evolving world, are building and transforming themselves to reach their maximum potential. Indeed, this distinction characterizes my development as a leader.

Important to this analysis of personal leadership is a position offered by Robert Terry in Authentic Leadership: Courage in Action (1993). Terry stresses the integrative nature of traditional—personal, team, and positional/functional—and provocative—political, visionary, and ethical—views of leadership. An integrative leadership approach prevents isolation and limitation to one or more paradigms because it goes beyond any one school of thought to newer dimensions of the human condition. When I reflect upon Terry’s position in light of my own journey to actualize leadership potential, the major road signs and most powerful compasses directing me have been family and community interactions, informal and formal networks, and workplace environments.

Family and Community Interactions. There is universal agreement that family is one of the oldest forces and strongest influences in forming an individual’s development. Certainly, the impact of family and community were instrumental in my development. The contextual dynamics of these two powerful influences were interwoven with education, religion, culture, racial identity, rituals, beliefs, and values (Miller & Vaughn, 1997).

These forces—social, cultural, environmental—were invaluable in establishing and maintaining my motivation, pride, determination, and the self-assurance that success was achievable. Family and community members were partners in development. Role models existed in both contexts, where the prevailing philosophy affirmed that acceptance of duty could make a difference in life for oneself and others. From these foundations, I could build and cultivate a commitment to action—a drive that is fundamental to leadership.

Informal and Formal Networks. Support networks and mentors have served vital roles for me as I made both personal and professional decisions in the workplace. Often, formal networks were not readily accessible and supportive of my development. In those cases, working in partnership with colleagues, new networks were organized and expanded. This strategy has also been effective in the organization of civic groups to support community efforts.

This creation of informal networks does not imply that more formal avenues, when open to me, were not important. It has been critical to network through professional meetings, conferences, and symposia. These platforms have provided “reality checks” for state-of-the-art issues and direction for exercising leadership. One such platform, a postdoctoral program in educational management at Harvard University, was one of the most significant “points of distinction” in my professional career and offered a most valuable administrative framework. That framework focuses on organizational analysis with four lenses—structural, human relations, political, and symbolic (Bolman and Deal, 1991).

Mentors, both individuals within our profession and friends, have provided invaluable support and wisdom, nurturance, protective and productive strategies, grounding, and priceless experiences. In essence, the people who form these formal and informal networks have served as navigators and a collegial “crew” in charting the course for effective leadership.

Workplace Environments. Overwhelmingly, employment opportunities, regardless of the position, sustained and increased my interest in leadership. In many former positions of employment, I found a nurturing and caring culture and environment. Colleagues embraced and shared ideas and ideals as partners in the development of self, the organization, and the community. Rewards, both tangible and intangible, were inspirational and positive forces that helped cement my leadership potential.

My appointment to the position of leadership that I currently hold was considered to be pioneering. I entered uncharted territory as the first African American female Dean in our profession at a major university with one of the nation’s largest enrollments. I assumed these duties confidently, with pride and self-assurance, because of the past experiences and educational achievements. This position continues to be rewarding and growth-producing, offering a multitude of personal and professional challenges and opportunities.

Today, I look forward to this endless journey of growth and development in leadership as I have in the past, with optimism, courage, adventure, and inspiration—for if one is committed to making a difference in life, the journey will be nothing less than transformative and transcendent.

References

Terry, R. W. (1993). Authentic leadership: Courage in action. San Francisco: Jossey-Bass.

Miller, J. R., & Vaughn, G. G. (1997). African American women executives: Themes that bind. In L. Benjamin (Ed.), Black women in the academy: Promises and Perils. Gainesville: University of Florida Press.

Bolman, Lee G., & Deal, T. E. (1991). Reframing organizations: Artistry, choice, and leadership. San Francisco: Jossey-Bass.


 

Leadership as a Flowing River

Sharon Y. Nickols

Dr. Nickols is Dean, College of Family and Consumer Sciences, University of Georgia, Athens.

Rather than “turning points” in my professional life, the analogy I believe is most appropriate for the development of my role as a leader and administrator is that of a “flowing river.” The symphonic composition, “The Moldau,” by Bedrich Smetana provides a sound poem for how I conceptualize the way my leadership role has developed. Smetana’s music describes the river Moldau as starting as a quiet rivulet, gathering strength as water is added to it, cascading and rushing through some of its course, and as a mature body of water traversing its way through the countryside and into the future. The river is a life force, sustaining others, helping to shape its environment, and also being replenished itself.

My role as a leader seems to be a course that was pre-ordained for me. Perhaps it is because I am a first-born child, perhaps it is because my first grade teacher let me keep my left-hand preference even though it made me different from all my classmates, or perhaps it is because my mother encouraged me to be confident and helped me develop skills through 4-H to become a leader. Whatever early experience or combination of experiences was the rivulet that commenced my journey with leadership, I can’t remember a time during my childhood and adolescence when I was not a leader. That doesn’t mean I was always in charge. I also learned to work as a member of a team.

Two significant leaders in family and consumer sciences who were Deans of Colleges of Home Economics can be viewed as “tributaries” to my “river” of leadership development. Dean Doretta Hoffman at Kansas State University influenced my aspirations for graduate school and provided a role model for women in higher education administration. Dean Hoffman had a program for identifying the outstanding undergraduate students, inviting us to a luncheon with our mothers, and challenging us to go to graduate school. I view this as a “bend in the river,” a course I had not previously planned to take. With Dean Hoffman’s inspiration and the support of my husband Sam, I completed a M.A. degree in Family Life Education at Teachers College, Columbia University during the two years following the completion of my B.S. degree.

Dean Beverly Crabtree at Oklahoma State University (OSU) where I was on faculty from 1976 to 1986 was also a role model. In addition, she invested resources in the leadership development of many faculty members at OSU. By supporting my attendance at the Emerging Administrators Workshop in 1982, she contributed to my preparation for administrative roles. I began to give my leadership river a name, such as “head,” “director,” or “dean,” as my career path emerged. Dean Crabtree believed in me, as she did in many others whose careers she helped to foster. In effect, she said through her words and deeds, “Become what you already are.” For me, that meant following the leadership river on its course into new territory and adventures.

Like most of us who are in administrative positions, I experienced some boulders and rapids. I interviewed for administrative positions that weren’t the right fit, and although it felt at the time like the bottom was falling out because of the disappointment, I can look back now and realize that going through those experiences contributed strength, resiliency, and compassion, all of which were useful characteristics as my leadership flowed into the future.

My leadership river is still flowing. From the feedback I receive, it is nurturing the development of students, faculty, and staff. It is also nurturing other emerging administrators. To continue the river analogy, I think my leadership role may be transformed from a river into a lake. I do not plan to travel any further along the journey through higher education administrative ranks and roles. Rather, my goal is to provide superior leadership to the College of Family and Consumer Sciences at the University of Georgia and to let my leadership abilities ripple into the Athens community. To this end, I serve as a Commissioner on the Athens Housing Authority Board and give my time to other community endeavors such as Child Watch. In the larger professional community I have committed time and energy to the development of future leaders through my participation in developing the 1994 and 2001 Emerging Administrators Workshops, sponsored by the Family and Consumer Sciences~Administrative Leadership Council. I am more conscious now of how I can facilitate the turning points for others in their leadership quests.


 

Higher Education Administration:
One Sociologist’s View

Graham B. Spanier

Dr. Spanier is President, Penn State University

Adapted and reprinted by permission of the Pacific Sociological Association (Sociological Perspectives, Vol. 35, No. 2, pp. 295-300).

I’ll be honest. The principal reason I became an administrator is because I grew increasingly frustrated spending endless hours, days, weeks, and months of my life on committees that were supposed to recommend choices, solutions, and directions to other people who either didn’t listen to what the committee had to say, in some cases never intended to listen to what the committee had to say, or did listen to the committee but made a different decision. Most readers don’t have to imagine the frustration of a young assistant professor investing his or her life in all this wasted effort; we’ve all been there. I suppose, too, that I’ve always had a lot of social worker in me; the opportunity to serve has always had appeal.

I developed an idea early on that I could make a contribution, that some of my ideas might work out better than what some other folks might be proposing, and that there was a lot of bad management around—lots of people wasting lots of other people’s time.

This is the kind of thinking that draws attention and often results in yet further invitations to get involved. I had no idea whatsoever, though, that I would at some juncture, after some intermediate steps, find myself in the position of Provost and Vice President for Academic Affairs [or University President].

Within four years after my initial faculty appointment at Penn State I was asked to serve in two administrative positions simultaneously, as Professor-in-charge of a 700-student undergraduate program in Individual and Family Studies, and as Divisional Professor-in-charge of this large interdisciplinary academic unit of 40 faculty members and 100 graduate students within the College of Human development at Penn State. I still considered myself very much a faculty member in these roles.

Unlike the orderly progression that typically characterizes one’s career in the professorial ranks, there is often nothing predictable or rational about progression in administration. Witness my case. Penn State hired a new dean for my college against the advice of the search committee and the faculty. Disaster struck. The dean was fired nine months later, after doing some serious damage. During those nine months, many of the top scholars in the college, having heard the rumors that our jobs were in jeopardy, began interviewing elsewhere. When I returned from an interview with my second job offer, a representative of the university administration asked if I would accept the position of Associate Dean for Resident Instruction to help put the house back in order. I had wanted to stay in the first place, so I accepted, thus launching a more clearly identified administrative career that would involve me more fully in university-wide administration. I subsequently served for four years as Vice Provost for Undergraduate Studies at the State University of New York at Stony Brook, before moving to Oregon State University, . . . [to the University of Nebraska and to Penn State University].

Sociologists as Administrators

Although no sociologists have ever asked me the question, perhaps because they know the answer, many other kinds of scholars have: “Does your training in sociology help make you a better administrator?” I don’t think so. Sociologists are considered experts on human interaction, organizational dynamics, power and authority, social stratification, and status attainment, among other things. These are many of the variables that operate day by day to influence the course of the administration of higher education. Yet I must confess at the outset to doubting that my background as a sociologist has much to do with whatever success I might have enjoyed in higher education administration. In this respect my contribution to this collection of essays may introduce a dissenting view.

It is probably true that the personal inclinations that interested me in sociology in the first place also helped stimulate an interest in administration—an intense curiosity about people, human relationships, the dynamics of social organization, and dysfunction. But from the first moment I caught myself starting to think like an administrator—or stated differently, taking the administrator’s perspective—I can’t honestly recall making very direct connections between the arenas of sociology and higher education, either by design or by accident.

I have been in . . . progressively more responsible administrative positions in . . . universities. I have developed a great deal of admiration and respect for exceptionally talented administrators from other disciplines who seem to discharge their responsibilities superbly without any hint of training in the formal aspects of human or organizational relations. I have seen chemists and physicists who score an “A+” on human relations, oceanographers who have mastered concepts of organizational management, home economists who are skilled strategic planners, engineers who can charm big money from a donor, and philosophers who are amazingly deft with budgets.

I do find that my areas of greatest strength in sociology—family sociology, research methods, and demography—serve me well. My training in marriage and family relations, including some clinical training, often helps guide me through occasionally delicate personnel discussions. My strength in methods and statistics often is helpful in issues of institutional research, planning, and budgeting. And while all senior officials in higher education have had to take crash courses in demography because of the influence of that powerful force on our enrollments, tuition, budgets, and curricula, that part of my job comes much easier to me as a result of my background. But for every advantage I derive from my discipline, my colleagues from other disciplines bring something of equal value from theirs.

Some of the luckiest administrators . . . will be those who are quickest to grasp topics such as biotechnology, computing, economic development, technology transfer, material sciences, international relations, natural resources, and health and human development. Having a keen grasp of legal issues will also help in our increasingly litigious society. The critical point, then, is that there is no one appropriate academic route to academic administration. I truly believe that it is something like an athletic accomplishment. To be really good you must want to do it, be willing to make the sacrifice, put in the hours of preparation, and stick with it against sometimes great odds. But apart from such commitment, only some will move to positions at the highest level, because some basic personal characteristics must be there to begin with and they are not easily learned. The most dedicated athlete may simply not make the cut. Similarly, some faculty just aren’t cut out for administration, despite a keen interest in it.

The best training ground for administration, then, is the academic department. All faculty members must take seriously their role as departmental citizens: committee service, involvement in promotion and tenure reviews, graduate and undergraduate student advising, and the like. Those who might like to consider administration, however, can and should do more, and most universities provide ample opportunity for such involvement. I have . . .  started “faculty associate” programs designed to bring faculty members into the administration on a half-time basis for a year to work on special projects, learn more about administration, and assess whether this is a route they might like to pursue in the future. I strongly recommend such opportunities because they can expose one to the options without forcing an irrevocable career change. The American Council on Education operates such a fellowship program on a national basis.

Being Both Sociologist and Administrator

Many discussions about the transition from faculty member to administrator inevitable imply that they are not only two distinct roles and two distinct jobs, but that there is an implied career change, moving from one phase of professional life to another. I have personally rejected this distinction, although I must acknowledge that it has been at some price.

I received my doctorate when I was 24 years old; by 25 I was already well absorbed into the administrative life of my college, albeit as an assistant professor. I was elected chairman of the College Faculty Organization at 26 (this undoubtedly said something about the marginal importance of the position at the time). I was drawn into committees, odd jobs, and more committees. I also had a very active research program, taught a full load of two course per quarter, one each term with 200 students, advised my assigned quota of 35 advisees, and participated in the usual range of activities in my field. Although my interest in administration emerged early, that was not what I had come to Penn State to do, and I was not about to let these administrative opportunities sidetrack me from my true mission to teach, do research, and write. The inevitable consequence for me was that almost from the beginning I was doing both—the faculty role and the administrative role. This continues to be a personal commitment for me.

With each increasingly responsible and demanding administrative assignment I did a little less teaching and research and a little more administration. However, my commitment always to do some of both never wavered. I almost certainly do each job a little less well that I would if I concentrated on only one. But I carry around inside me an unshakable belief that academic administrators must find a way to continue with their professions. To stop doing so is to stop being an academic administrator and to start being a corporate manager. If we want corporate managers, maybe we should hire such types in the first place.

Continued involvement in the profession doesn’t have to focus on the collection of original data. It can entail involvement in association leadership positions, an occasional book review, an essay of the sort that an “elder statesman” might write, and teaching a course from time to time.

Such involvement is also good insurance. Administrative positions have always been vulnerable, and are increasingly so. Academics must preserve the opportunity to return to a productive role as a faculty member, not just the right to return to a tenured position.

One Sociologist’s Advice

A sociologist interested in administration can get as many opinions about higher education administration as he or she has colleagues. My perspective is of one who mostly believes in the system (I’m a part of it, aren’t I?), someone who likes being an administrator (I could have opted out at most any time), and someone who does not believe that horns immediately grow on anyone who moves from the faculty ranks to the administrative ranks (I’m sometimes amused, more often frustrated, when I detect that I am being defined as the enemy, since I prefer to think of myself as helping the faculty guard against the enemy). With that background, . . . [here’s] my advice:

  1. Today’s complex universities provide ample opportunities for administrative service. One need not be the chair of the Sociology Department to have an opportunity to serve. There are other options—in interdisciplinary centers, in the college or university administration, in the graduate school, or through faculty governance.
  2. No one should ever move into administration unless he or she has respect for the role of an administrator. It is fashionable in some circles for administrators themselves to complain about what a terrible role it is. When an individual claims to be serving only because someone has to do the distasteful job, they are doing a disservice to the institution as well as to the many administrators who care about what they are doing.
  3. On the other hand, if one has the knack and the desire, I strongly recommend letting this interest be known. There is a lack of top-notch administrative talent, and such interest should be encouraged.
  4. It is important to establish a track record of scholarship before moving into any academic administrative position. One may be offered such a position without the track record, but one should hesitate to be in a position to act on tenure, promotion, merit increases, hiring, and academic policy without strong credentials. Many administrators without such a record of scholarship become victims of extensive second-guessing and grievances.
  5. Never accept an administrative appointment that has a good possibility of jeopardizing your most important goals. Assistant or associate professors who become department heads, for example, run risks, especially before they are tenured. Assurances from deans and others don’t always help because deans change; and after all, the record is what mostly speaks in tenure and promotion cases, not deals with appointing administrators. I accepted administrative positions early, before tenure, but only because I was sufficiently confident about the outcome and willing to take the risk.
  6. Don’t even consider administration unless you can tolerate controversy, disagreement, and anger. You may become a public figure. Not only will your picture be in the paper from time to time, the student paper may feature you in unflattering editorial-page cartoons. Sweet people who you once liked to lunch with may send you venomous letters. Anonymous letters are popular on some campuses. Signed letters to the editor are big in some towns. And petitions or letter-writing campaigns are well-known forms of communication to administrators. These things are destined to make anybody feel bad. My plea is not that administrators should have thick skins. Rather, one needs perspective. One must be prepared to feel bad, be able to survive it, and then bounce back quickly—very quickly—and get everything back on track. If you can’t handle the occasional attack, don’t subject yourself to it. (On the other hand, if this happens a lot you are probably doing something wrong and shouldn’t be in the job in the first place).
  7. Don’t accept an administrative position unless you have superior abilities to manage, write, make decisions (easy or tough), and do these things in a timely fashion. Many administrators are selected because they come across well in interviews or they are well liked. Similarly, many individuals think they will be good administrators because they get along with everyone. This can turn sour quickly if the day-to-day things aren’t tended to.
  8. Don’t accept an administrative position unless you are prepared to make every decision in relation to what is best for the institution. You should have your own agenda, of course, but every decision must be weighed in relation to the good of the university. The easy decision is often one that is not best for the department, college, or university in the long run. If you can’t make that tough decision, don’t take the job.
  9. Be prepared to get blamed for things that aren’t your fault. The higher you go in administration, the more true this becomes. As your arena of responsibility broadens, you will be associated with a larger scope of activity. Do not go into administration if you have a constant need for positive reinforcement; many positive outcomes are long-term, and by the time they come to fruition everyone will have forgotten that you were responsible.
  10. Finally, I want to reiterate a point made by Richard Hill. Don’t move into administration if you are afraid to lose your job. It has been said that university administrators lose their jobs for good reasons, bad reasons, or no reason at all. You must be sufficiently secure in your “home” profession that you can make the right decisions, take the necessary risks, and stand up to the competing pressures in your administrative position. Administrators who are fearful of the consequences of a controversial or difficult decision often make the choice that is not in the best interests of the institution. Realism and compromise find their way into most tough situations, but above all, be committed to integrity and principle.

Leadership, Cognitive Complexity, and Gender

Rebecca A. Proehl and Kathleen Taylor

Dr. Proehl is Associate Professor and Chair of the Management Program and Dr. Taylor is Associate Professor and Chair of the Department of Portfolio Development, School of Extended Education, Saint Mary’s College of California, Morago.

Reprinted by permission of A Leadership Journal: Women in Leadership – Sharing the Vision, Volume 1, Number 2, Spring 1997.

This paper uses two theories of adult development to frame an exploration of gender and leadership. In the last decade, the definition of an effective leader has shifted from charismatic decision maker to steward, designer, and builder of learning organizations. During the same period, some researchers have suggested that women are inherently more suited to these new leadership approaches. Drawing on Kegan’s (1982, 1994) theory of development, we propose that the qualities that make for effective new-style leadership are a function not of gender, but of complexity of mind. However, we also draw on the model of Women’s Ways of Knowing (1986) to suggest that, assuming the requisite cognitive complexity, women’s greater capacity for relational-based approach to knowing and learning may make them more effective in the new leadership roles.

The debates over what is a successful leader and how leaders are developed are as old as the written word. A new wrinkle in this old polemic, however, centers around the role of women in leadership positions. Just a short decade ago, in their ground breaking book, Women’s Ways of Knowing, Belenky, Clinchy, Goldberger, and Tarule (1986) wrote, “It is likely that the commonly accepted stereotypes of women’s thinking as emotional, intuitive and personalized has contributed to the devaluation of women’s minds and contributions, particularly in Western technologically-oriented cultures, which value rationalism and objectivity” (p. 6). Given that successful leaders have historically been characterized as decisive, analytical, individualistic, powerful, and willing to make the hard decisions, it has also been a given that women’s ways of leading have been devalued.

However, in the past decade, influential thinkers have pointed to the need for a new style of leadership to meet the complex demands of the workforce and the organizations of the future—a style that defies the old stereotypes of leadership (Bennis & Goldsmith, 1994; Bennis & Nanus, 1985; Block, 1993; DePree, 1989; Senge, 1990; Wheatley, 1992). Instead of being devalued, it has been suggested that women are ideally suited to the new style of leadership and, in fact, are better leaders than men are in today’s workplace (Applebaum & Shapiro, 1993; Smith & Smits, 1994). What is this new and increasingly prevalent leadership paradigm? What factors contribute to successful leadership? And how do women leaders fare in today’s vertiginous times? These questions will serve as the focus for this article.

Leaders for the Future

In separate works, Senge and Block have described facets of leadership needs for the future. According to Peter Senge (1990), the era of the leader as charismatic decision maker is over; future leaders will have to build learning organizations wherein people can expand their “capabilities to shape their future” (p. 8). Such leaders will be designers and teachers, helping organizational members identify and deal with underlying causes of problems. They will empower their employees to look at the world in new ways rather than simply adapting to external forces and events.

Peter Block (1993) also describes a new approach to leadership. He suggests that leaders adopt the principles of stewardship, which he defines as “holding something in trust for another” (p. xx). Rather than acting from self-interest, leaders as stewards would act out of service and would choose responsibility over entitlement. Instead of attempting to control, they would create partnerships and would hold themselves accountable to those over whom they hold power. Furthermore, stewards would act out their spiritual and ethical values while still contributing to the financial viability of their organizations.

Other well-known authors suggest that old forms of leadership styles must be transformed. Stephen Covey outlines a model known as principle-centered leadership; Caela Farren and Beverly Kay suggest that leaders must be facilitators, appraisers, and forecasters; Marshall Goldsmith proposes that leaders are most effective when they communicate, learn, follow up, and grow; and Charles Handy discusses the need for distributed leadership (Hesselbein, Goldsmith, & Beckard, 1996).

Some organizations have successfully undertaken these new challenges and are often touted in the literature. Senge (1990) finds, however, that in most organizations, the old leadership still prevails with its focus on controlling and directing employees. This is underscored by our discussions over the last 15 years with hundreds of adult students who represent scores of private, public, governmental, non-profit, “mom-and-pop,” midsized, and multinational organizations. For the most part, a substantive shift in how leaders think and behave has not yet occurred. Some would-be leaders may articulate the concepts of steward, coach, and teacher, but many do not seem to act in accordance with them.

Are Women Really Better Leaders?

A controversy in the literature of leadership (as well as in the classroom) focuses on whether women may be better able to meet these new definitions of leadership than are men. Judy Rosenar (1990) was one of the first researchers to suggest that resolving conflict, building networks, listening to customers and employees, and sharing power and information—skills identified as contributing to effectiveness in the modern workplace—are relationship-building skills into which women have historically been socialized. From a historical perspective, women have been relegated to positions in organizations where these skills—which were not always associated with leadership qualities—were useful and further developed.

In Ways Women Lead, Rosenar (1990) observed that a growing number of women succeed in leadership positions precisely because they have learned to use these supposedly feminine skills and approaches. Rosenar’s controversial claim was that women leaders are generally more willing than men to share information and power, to encourage employee participation in problem solving and decision making, and to be comfortable in sharing credit and recognition. This claim was in part substantiated by an extensive meta-analysis review conducted by Eagly and Johnson (1990). After reviewing 162 studies comparing male and female styles of leadership, they found that women were more likely to adopt a participative or democratic style of leadership, while men assumed autocratic or directive styles.

Using data from her study on women-run organizations, Belenky (1996) continues this discussion by identifying ways in which female leaders perform their leadership role differently than men. She suggests that women as leaders are centered on promoting human development, and they have “developed themselves as public leaders by extending and elaborating women’s traditional roles and women’s ways to an extraordinary degree” (p. 412).

Those who disagree with the contention that women are more effective leaders in today’s workplace suggest that this line of thinking is contributing to false stereotypes about men and women, the same stereotypes that formerly kept women out of leadership positions, and, furthermore, that neither the practice nor the theory of leadership is served by focusing on gender-based dichotomies. Schein as early as 1984 persuasively argued this point:

At first glance, the new priority given to femininity and a feminine leadership style would seem to be a boon for women [in] leadership positions. In my opinion, however, this entire line of reasoning is both a foolhardy and dangerous one to pursue. It will not add to our understanding of leadership effectiveness, for it takes a narrow and simplistic approach to what is a broad and complex set of issues and activities. (p. 155)

Nearly a decade later (1991), in an article where readers responded to Rosenar’s article, others echoed similar sentiments:

I believe it is time to reconsider the excessive and inappropriate sex typing that takes place, whether offered in the service of improving women’s situations or restricting them. Women ought to be in management because they are intelligent, adaptable, practical and efficient—and because they are capable of compassion, as are other human beings. The category is “people,” not “men and women.” (Debate, p. 151)

Not Gender, but Cognitive Complexity

We hope to transcend this debate by suggesting that trying to identify as inherently more masculine or more feminine the capacities, attributes, or skills that make a good leader is beside the point. Rather, we propose that effective leadership—the kind which leads to stewardship and the creation of learning environments—is a function not of gender but of epistemology and the level of cognitive complexity, by which we mean the sophistication and depth of one’s perceptions as well as how one understands, evaluates, and makes meaning of what is perceived. Specifically, we will describe a theory that relates the development of “higher orders of consciousness”—that is, more evolved meaning making—to the capacities, attributes, and skills associated with the new leadership (Kegan, 1994).

That said, however, we will also suggest that some ways of knowing (epistemological preferences or “styles”) in which women predominate (Belenky, Clinchy, Goldberger, & Tarule, 1986) may, in fact, make them more effective leaders of the kind described by Senge, Block, and others. We do not intend to imply, however, that women make the best leaders because they are women. The abilities, traits, and accomplishments associated with women’s ways of leading are not gender specific. Rather, we suggest that they derive from a way of knowing that is observed more frequently in women than in men, but which can be learned by people of both genders.

Orders of Consciousness

According to Kegan’s model (1982, 1994), our order of consciousness (or stage of development) determines our relationship to the world we live and work in. What we perceive as reality—”how things are” or “how I am”—is largely our own construction based on our interpretation of perception. However, as we grow from childhood to adulthood, and continuing through the life span, our rules of interpretation change. We perceive and understand in increasingly complex ways; we also become more tolerant of ambiguity and more willing to recognize that we participate in the construction of our beliefs.

Kegan identifies five orders of consciousness throughout the life span. Each is associated with its own organizing principle: a set of rules that governs the way meaning is made. And each order of consciousness expands on and is more complex than the one that preceded it. But we only become aware of the rules that govern and limit our understanding when we have transcended them; that is, only when we have available the next, more complex perspective as a tool of analysis.

First-order consciousness is transcended in childhood and will not be examined here. Second-order consciousness is usually transcended by late adolescence; we will examine it only insofar as it illuminates the construction of the third order. Empirical evidence suggests most adults in Western society are engaged in the transition from third- to fourth-order consciousness; therefore, this will be our focus (1994). Though in Kegan’s model age has not been shown to determine order of consciousness in adults, development of third-order consciousness is generally associated with the movement from adolescence to young adulthood. Since fewer than 5% of adults achieve the fifth order of consciousness, it also will not be discussed here.

Second and Third Stages

Many of the most frustrating characteristics of teenagers, such as their endless self-absorption, are manifestations of Kegan’s second stage of development. Though adolescents may accede to the demands of the adults around them, especially if there are consequences for not doing so, their own needs and desires are usually paramount. Eventually, however, most young people develop a new way of perceiving that we recognize (thankfully) as more adult. This is the more complex perspective that characterizes the third stage. This expanded consciousness allows them simultaneously to identify with both their own perspective and desires and someone else’s. Their concept of who they are vis-á-vis another transforms. Table 1 outlines some major shifts from the second to the third stages of this model.

___________________________________________________________

TABLE 1. Characteristics of Second-Order and Third-Order Consciousness

Second-Order Consciousness

Has relationship to others who are seen and valued in terms of what they can provide.

Social contract based on self-interest; maintains own point of view; unempathetic.

Moral/ethical code: “My needs are primary. If I concern myself with your needs, it is only to the extent that they don’t conflict with mine; I have no guilt about meeting my needs at your expense.”

Descriptive identity, e.g., name, gender, perhaps family association; the adult concept of identity is meaningless.

Third-Order Consciousness

Is in relationship with others who are seen and valued in terms of the connection they represent.

Social contract based on mutuality; internalizes others’ points of view; empathetic.

Moral/ethical code includes guilt and hyper-awareness of others’ needs, even those unstated or imagined: “I am responsible for your feelings; you are responsible for mine.”

Identifies (not necessarily consciously) as member of group, family, culture, race, religion; also identified by job, relationships, affiliations.

(Adapted from Kegan, 1994).

___________________________________________________________

Such major transformation takes place over several years, as the parents of any teenager will attest. Finally, however, the young adults who make this transition no longer think only instrumentally—that is, primarily in terms of how to accomplish their own desires. Instead, they negotiate among the internalized voices of others that have become their own. Self-interest gives way to a new capacity for mutuality. In place of a somewhat begrudging acknowledgment of others’ feelings (especially if these conflicted with the adolescent’s desires), there is now distinct discomfort at the thought that others might disapprove. Instead of being fundamentally self-absorbed, the person at the third stage has absorbed others in the self. In other words, the person internalizes the voices of others and looks to others to define the self.

While this more complex construction is, in a late adolescent, an important achievement—and results in more societally-approved behaviors—it will eventually prove a significant limitation to the maturing adult. For example, consider how third-order consciousness is likely to play out in the workplace. These workers and managers would probably avoid taking actions that others disapprove of. They would also find it difficult to examine with any objectivity their organization’s existing assumptions, norms, and practices, even when specifically invited to do so. Though this may describe many workers and managers, particularly in traditional, hierarchical organizations, these are not potentially leaders as defined by Senge and Block. They are unlikely to contribute effectively to such increasingly commonplace change efforts as “total quality management,” and even less likely to changes that might lead to “learning organizations” or “stewardship.”

Third and Fourth Stages

Just as the shift from the second- to the third-order of consciousness requires a transformation in one’s way of knowing, so too does the shift from the third to the fourth. As in all transformations in this model, developmental growth depends on, grows out of, and requires the capacity to take perspective on the former way of viewing the world. Those at the third stage of development have internalized the voices, opinions, and beliefs of others, but have no awareness of having done so. These become their “shoulds” and unexamined imperatives of their lives. But when one has achieved the next (fourth) level of consciousness, one can look objectively at the sources of one’s ideas. Certainty—about self, others, management, corporation, government, and so on—gives way to the realization that one’s own perspective is but one of many and deserves to be explored, evaluated, and expanded: one’s beliefs are a reality, not the reality.

Persons at this fourth stage still hear and respond to others’ voices; however, by choice rather than through anxiety or guilt. They also have moral and ethical choices unavailable to the person at the third stage who cannot question the norms, values, and assumptions he or she has internalized—or even recognize them as such. Fourth-stage persons recognize that value systems—including their own—are created and can be evaluated as appropriate or inappropriate within a particular context. They can also engage in critical self-reflection, which surfaces the third-stage assumptions that were previously invisible. Table 2 outlines major shifts from the third to the fourth stages of Kegan’s model (1994).

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TABLE 2. Characteristics of Third-Order and Fourth-Order Consciousness

Third-Order Consciousness

In relationship with others; the level of mutuality and empathy approaches fusion; differences are perceived as threatening.

Values, morals, and ethics based on group, family, and cultural imperatives; these norms and assumptions are invisible and therefore cannot be questioned.

Sources of ideas:
[Early] “I know what I’ve heard” (knowledge comes from others—Received Knowing*).
[Late] “I know what I know” (knowledge comes from the self—Subjective Knowing*).

Identity constructed by and through others; others are responsible for own feelings; self is responsible for others’ feelings and states of mind.

Looks out (perceives self) through others’ eyes**.

__________

*These epistemological positions are further described by Belenky, Clinchy, Goldberger, and Tarule (1986) in their model of Women’s Ways of Knowing.

**As described by Koller (1983) in An Unknown Woman: A Journey to Self Discovery.

 

Fourth-Order Consciousness

In relationship to relationships: can set limits and boundaries; differences are respected and can be enjoyed and valued.

Has values about values: they are perceived as contextual, situational, and constructed; former assumptions can be surfaced, examined, accepted, or rejected.

Has ideas about ideas: explores where knowledge comes from, who is responsible for it, how and by whom it is constructed; “authorizes” knowledge, establishes criteria for judgment, critically evaluates own and others’ ideas.

Identity self-constructed; aware of and sensitive to others, but not responsible for others’ states of mind or feelings; others are not responsible for own.

Sees self through own eyes; dialogic relationship to the self***.

__________

***As described by Basseches (1984) in Dialectical Thinking and Adult Development.

___________________________________________________________

Leadership and Cognitive Complexity

Many organizations still operate successfully with a large complement of employees—workers and executives—who are comfortable within the perceived consistency of third-stage limitations. However, the descriptions of the new leadership, as articulated by Senge, Block, and others, underscore Kegan’s assertion that the modern workplace increasingly demands fourth-stage thinking. In the following excerpt, we have italicized the perceptual limitations of the third stage. To be leaders of the future (Kegan, 1994), we will need to:

Be the inventor or owner of our work (rather than see it as owned and created by the employer) . . .

Be self-initiating, self-correcting, self-evaluating (rather than dependent on others to frame the problems, initiate adjustments, or determine whether things are going acceptably well)

Be guided by our own visions at work (rather than be without a vision or a captive of the authority’s agenda)

Take responsibility for what happens to us at work externally and internally (rather than see our . . . circumstances . . . as caused by someone else) . . .

Conceive of the organization from the “outside in,” as a whole; see our relation to the whole . . . (rather than see . . . the organization and its parts only from the perspective of our own part, from the “inside out”) (p. 302).

These distinctions—which are about complexity of mind, and not about gender—clearly describe the leadership needs of organizations, which are becoming increasingly less hierarchical, where employees are being asked to assume more control over their work, and where, as Charles Hampden-Turner (1992) notes,

The whole notion of leaders and followers is increasingly out of date . . . . Followers “lead” in a variety of ways, using judgment, knowledge, skills, and self-management. Leaders may have to spend large amounts of their time “following” what skilled subordinates are trying to tell them (p. 8).

Yet in this environment, women leaders may, in fact, have an edge. We draw on a second model of adult development to explain why this may be so.

Women’s Ways of Knowing

Belenky, Clinchy, Goldberger, and Tarule (1986) describe how women perceive and construct truth, knowledge, and authority. Women in the first two stages, “silence” and “received knowing,” would be unlikely to display leadership qualities as we have discussed leadership. Silent women have no voice, and are passive and dependent. They have not cultivated a mind of their own, or if they have, they are afraid to express that mind. A silent woman fears retaliation by others around her who believe and act on the belief that she is dumb (without voice as well as without mind) and should do what she is told. They are often socially, economically, and educationally disadvantaged.

A received knower constructs knowledge as something obtained from experts, family, and friends—almost everyone is perceived as more “in the know” than herself. They tend to see knowledge in terms of right/wrong, black/white, good/bad and to subordinate their own perceptions to those of others. In this they are similar to those newly arrived at Kegan’s third order of consciousness.

As this perspective transforms, however, “subjective knowers” come to see themselves as the source of knowledge. Truth is experienced rather than thought out and felt rather than constructed. This stage is most closely associated with stereotypical images of women and women leaders as emotional, irrational, willful, and unpredictable. Women at this third stage may be extremely critical of experts and authorities (as if, having transcended their earlier dependence, they now deeply mistrust those in whom they formerly believed). They also distrust logic and analysis, which are tools of the fourth stage of development but which to these subjectivists seem inappropriately cool and objective. On the other hand, women leaders who know in this way are likely to be both highly committed to causes that touch their hearts and intuitive and creative in their problem-solving processes. Though they have developed in their way of knowing compared with received knowers, they are still operating primarily from Kegan’s third order of consciousness.

In the fourth stage, “procedural knowing,” the knower discovers that her intuition is not infallible and that acting on her gut feelings can be irresponsible. She has learned to value and respect expertise, careful observation, and systematic analysis. Procedural knowers can comfortably acknowledge their capacity to think critically; they also experience an increased sense of control and mastery. The person who experiences knowing in this way is also capable, at least minimally, of operating from Kegan’s fourth order of consciousness.

Belenky and her colleagues further identified two kinds of procedural knowing, however, “separate” and “connected,” and it is here we find support for the reports that women seem to have superior new-leadership skills. Separate and connected are not, themselves, stages but rather styles (Kegan, 1994). They are two different ways of expressing the same capacity of mind. Neither is better, more advanced, or more gender-appropriate than the other, though women tend more frequently toward connected knowing and men toward separate knowing.

Separate knowers gravitate toward the devil’s-advocate position, they value seeing things objectively, and they engage in what Peter Elbow calls the “doubting game” (in Clinchy, 1996). Connected knowers, by contrast, gravitate toward identifying with another’s position or ideas; they value seeing from another’s perspective and engage in the “believing game.” Whether they prefer a separate or connected style of knowing, however, women who develop as procedural knowers value and can use their capacities to think objectively, analytically, and logically. This latter point is emphasized because the concept of connected knowing has often been misinterpreted as an extension of the subjectivist stage of knowing rather than the procedural stage it is. Clinchy (1996) further clarifies that these two styles are ideal types, and it is possible to have a “polygamous epistemology,” where the two styles stabilize and complement each other.

Constructed knowers, the fifth and final stage of the model, have “integrated the voices” as well as developed their own. They combine intuitive knowledge with knowledge learned from objective procedures. With the merger of the rational and emotional comes a strong sense of personal authority—a hallmark of full engagement with Kegan’s fourth-order consciousness. Women at this stage of cognitive complexity are most in tune with the new-leadership demands because they are challenged, rather than constrained, by ambiguity, uncertainty, and conflict. In addition, effective leaders are passionately committed to a cause and are driven to channel their commitment into action (Bennis & Goldsmith, 1994; Block, 1993)—a hallmark of the constructivist women.

More than any other group, they are seriously preoccupied with the moral and spiritual dimension of their lives. Further, they strive to translate their moral commitments into action, both out of a conviction that one must act out of a feeling of responsibility to the larger community in which they live. (Belenky, Clinchy, Goldberger, & Tarule, 1986, p. 150).

But where older models of leadership may have drawn primarily on separate styles of knowing, the modern workplace requires integration of objective and subjective perspectives, of analytical and intuitive approaches, and of decisive and collaborative style. Research has shown (Gilligan, 1982) that more than half of the women studied favored connected styles, and nearly all the men favored separate styles. More significantly, however, women have demonstrated a superior ability to “be polygamous;” they can synthesize and move between connected and separate approaches.

Conclusion and Recommendation

We have interpreted two models of adult development to suggest that as women and men transform the way they create reality and develop their capacities as knowers they are also developing the capacities of the “new leadership.” To return to the debate about whether men or women best exemplify these new definitions, we suggest that both can be successful leaders in today’s workplace. (Clearly, both are). Echoing Kegan (1994), we propose that a primary basis for effective leadership may be the fourth order of consciousness—the level of cognitive complexity at which one constructs one’s own value system, moves into relationship with (rather than being defined by) one’s relationships, and recognizes one’s capacity to authorize knowledge and ideas. Even after reaching that order of consciousness, however, separate knowers (men more often than women) may need to work on those perspectives which Belenky and her colleagues identified as connected knowing (1986). It seems likely that this combination—fourth-order consciousness and connection—will enable both men and women to shift from a controlling orientation to an empowering orientation, and to be persuasive, cooperative, and supportive—in other words, to create the workplace environments that will be critical factors in the success of the workforce and organizations of the future.

What we have not yet examined, however, is how one accomplishes such transformation. Many workplace environments attempt to teach leadership through training in the associated skills such as communication, delegation, decision making, problem solving, and, more recently, managing diversity. But if cognitive complexity is, in fact, the critical issue in leadership, is training the most effective way to develop new leaders? Kegan suggests that an emphasis on skill building is in all likelihood misdirected. Fourth-order consciousness is not a constellation of behaviors but a transformation of awareness. It is ineffective to try to teach (or train) the fourth-order behaviors in the absence of the capacities of mind that it entails, such as the ability to recognize that we author our own values, that we own our jobs, that we, ultimately, determine what should be our relationship to our work and our fellow workers. Without this capacity to view oneself and one’s multiple relationships with the work environment objectively, skills and behaviors are not likely to transfer from the training session to the workplace.

Though a discussion of education for development is beyond the scope of this paper, we do suggest that preparing effective leaders may require a different approach than skills training—one which will enable people to change how they know, how they think, and how they construct reality (Daloz, 1987; Taylor, 1994; Taylor & Marienau, 1995).

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Editor’s Message

It is with great pride that Kappa Omicron Nu publishes insights about the turning points in leadership development. These personal stories create a resource for new generations of leaders—a glimpse into the world of administration. As a text, this issue serves current and emerging administrators as a professional development tool and focuses on some fundamental standards for performance.

The pool of available talent for administrative positions appears to be small at the present time, but it is the obligation of a profession to grow its future leaders. The Family and Consumer Sciences~Administrative Leadership Council (FCS~ALC) is a collaborative organization chartered to accomplish that goal. Although the theme of this issue was envisioned as an effort to extend the Kappa Omicron Nu focus on leadership, this is a timely resource for the FCS~ALC Leading By Design: Family and Consumer Sciences Emerging Administrators Workshop, Georgia Center of Continuing Education, The University of Georgia, Athens, July 22-27, 2001.

Leading by Design is planned to enhance the future viability of family and consumer sciences by preparing leaders for positions in higher education administration for the next decade and beyond. Focusing on emerging administrators, this workshop will address competencies needed for assessing one’s attributes and skills for successfully administering higher education family and consumer sciences programs.

Kappa Omicron Nu applauds these authors for telling their stories—for passing on their wisdom. “Stories are important . . . for in the great tales lies the syntax of our lives, the form by which we make meaning of life’s changes. A good story transforms our vision of the possible and provides us with a map for the journey ahead” (Daloz, 1999, p. 23). It is our hope that this issue of FORUM excites the imagination of a new generation of administrators and serves the professional development needs of administrative leaders.

DM

 

Reference: Daloz, L. A. (1999). Mentor: Guiding the journey of adult learners. San Francisco: Jossey-Bass.